Registered Users, Enter Your Username and Password.
Username:    Password: 
Not registered yet? Just fill out the anonymous questionnaire below to begin.

This questionnaire has 15 questions and takes about 3 minutes to complete.
Your e-mail address simply allows us to send you your username and password should you lose or forget them. It is for Trading Places internal use only.
1. E-mail Address:
2. Confirm E-mail Address:
3. What is your job title?
4. What type of firm do
    you currently work for?

5. What licenses do you hold?
    (check all that apply)
Series 7 (GS) Series 42 (OR)
Series 24 (GP) Series 52 (MR)
Series 3 (FR) Series 53 (MP)
Series 4 (OP) Series 62 (CS)
Series 6 (IR) Series 63 (BS)
Series 8 (SU) Series 65 (IAR)
Series 22 (DR) SEC Investment Advisor
Series 26 (IP) CFP
Series 27 (FN) ChFC/CLU
Series 28 (FI) CPA
Series 39 (DP) Life
Other (Specify)
   		Health

6. In what states are you
currently registered?

To select multiple states, hold down the <Ctrl> button
7. Assets under management:
8. How many years have you been in securities sales?
9. What is the percentage breakdown of your book between individual and institutional investors?
Individuals: %
Institutional:  %
10. Describe your product mix breakdown:
Mutual Funds: %
Equities:  %
Fee-based Asset Management:  %
Fixed Income:  %
Options:  %
Life Insurance:  %
Variable Annuities & Variable Life:  %
Other (Specify...) :  %
11. What were your gross commissions during the last 12 months?
12. What were your average gross commissions during the past 2 years?
13. How did you find out about Trading Places?
14. Please forward my profile to:
 Independent Firms
 Regionals and Wirehouses
I currently work or wish to work in the following zip code: 
15. Are there firms NOT listed with Trading Places from which you would like to receive offers (Please check: 'See Our BD Affiliates' to view all currently listed firms)?

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Username: (To maintain your confidentiality, please do not choose your real name as your 'Username')
Password:
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